[New post] George W. Fellows, Jr. -Former Merrill Lynch Broker-Discloses Regulatory Event, Pending Customer Dispute and Termination-Washington, DC

ER posted: "George Fellows Investigation April 2023- Washington, DC The FINRA records of  George W. Fellows, Jr.,   a former Merrill Lynch broker,  disclose a regulatory event,  a pending customer dispute and a termination. The Financial Industry Regulatory Author" Rex Securities Law-BLOG George W. Fellows, Jr. -Former Merrill Lynch Broker-Discloses Regulatory Event, Pending Customer Dispute and Termination-Washington, DC ER Apr 3 George Fellows Investigation April 2023- Washington, DC The FINRA records of  George W. Fellows, Jr.,   a former Merrill Lynch broker,  disclose a regulatory event,  a pending customer dispute and a termination. The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer […] Read more of this post Unsubscribe to no longer receive posts from Rex Securities Law-BLOG. Change your email settings at manage subscriptions. Trouble clicking? Copy and paste this URL into your browser: https://blog.rexsecuritieslaw.com/2023/04/03/george-fellows-investigation/

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