John Bulicek Investigation March 2023- New York, NY The FINRA records of John David Bulicek, a stockbroker who is employed by Avalon Securities, Ltd., disclose a pending civil suit alleging the sale of unregistered securities. The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms […]
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